FINRA Company Profile

02:24 EST 12th December 2018 | BioPortfolio

News Articles [11 Associated News Articles listed on BioPortfolio]

Tauriga Sciences Inc. Notified by FINRA that its Ticker Symbol will Revert to TAUG at Open of Market on Friday August 3, 2018

NEW YORK, NY, Aug. 02, 2018 (GLOBE NEWSWIRE) -- Tauriga Sciences, Inc. (OTCQB: TAUG) (OTCQB: TAUGD) (“Tauriga” or the “Company”), engaged in building its business through the development, ...

Daily CryptoCann™ Report: Coinbase may soon trade coins as securities; Aphria expands into Latin America and the Caribbean

The SEC and FINRA have approved acquisitions that will allow the exchange to operate as a broker-dealer

Tauriga Sciences Inc. Receives Confirmation from FINRA that its Reverse Split will take Effect at Open of Trading Monday July 9, 2018; the Company’s Ticker Symbol will be Amended to “TAUGD” for a Period of 20 Business Days

NEW YORK, NY, July 06, 2018 (GLOBE NEWSWIRE) -- Tauriga Sciences, Inc. (OTC PINK: TAUG) (OTC PINK: TAUGD) (“Tauriga” or the “Company”), engaged in building its business through the develop...

Daily CryptoCann™ Report: Coinbase backtracks regulatory approval claim; Cronos Group to build new greenhouse in Ontario

The exchange clarified the SEC and FINRA were not involved in the approval process for its recent acquisitions

Malecki Law Filed an Amended Claim Against Securities America, Inc. ...

NEW YORK, Aug. 3, 2018 /PRNewswire/ -- Malecki Law filed an amended complaint against FINRA-registered broker dealer Securities America, Inc. this week, adding more victims Read more...

Meet the physician who became a financial advisor

If you can’t beat ’em, join them (and make it better).  Am I right?  This was some of the sentiment I felt as I registered with FINRA (Financial Industry Regulatory Authority) to take the Series...

Phivida Graduates to the OTCQX Best Market – Trading as “PHVAF”

Phivida [“fiii-vee-daa”] Holdings Inc (CSE:VIDA) is pleased to announce the approval of The Company's Form 211 by FINRA, and the approval to graduate on to the OCTQX Best Market as a foreign issue...

Generex Publishes Update to Pending 20:1 Stock Dividend

Generex Biotechnology Corporation ( (OTCQB:GNBT) ( today released an update on its previously announced 20:1 common stoc...

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Companies [23 Associated Companies listed on BioPortfolio]


Financial Industry Regulatory Authority (FINRA)

First Manhattan Co.

First Manhattan Co. (“FMC”) was founded in 1964 and remains an owner-operated investment advisory firm. FMC is registered with the U.S. Securities and Exchange Commissio...

Young America Capital

Young America Capital is an independent FINRA/SEC licensed investment banking and advisory firm providing capital raising, buy and sell-side M&A advisory and alternative investmen...

Sterne Agee

Founded in 1901 in Birmingham, Alabama, Sterne Agee is one of the oldest and largest privately-owned investment banking firms in the nation. Sterne Agee employs nearly 1,200 emplo...

More Information about "FINRA" on BioPortfolio

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